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SEC - U.S. Securities and Exchange Commission

  • Accounting Firm Whose Clients Included Trump Media to Shut Down After SEC Charges
    Accounting Firm Whose Clients Included Trump Media to Shut Down After SEC Charges
    The firm agreed to pay $12 million to settle the charges while the owner agreed to pay $2 million.
    May 3, 2024BY Chase Smith
  • 9 More States Sue SEC Over Controversial Climate Disclosure Rule
    9 More States Sue SEC Over Controversial Climate Disclosure Rule
    Nine more states have filed a lawsuit against the Securities and Exchange Commission's (SEC's) controversial climate disclosure regulations. ...
    March 14, 2024BY Katabella Roberts
  • Biden Admin Finalizes Rule Forcing Companies to Disclose Climate-Related Risks
    Biden Admin Finalizes Rule Forcing Companies to Disclose Climate-Related Risks
    The Securities and Exchange Commission has finalized a rule on climate-related disclosures, drawing a lawsuit from nearly a ...
    March 6, 2024BY Tom Ozimek
  • SEC Says Its X Account Was ‘Compromised’ After Hacker Posts False Approval of Bitcoin ETFs
    SEC Says Its X Account Was ‘Compromised’ After Hacker Posts False Approval of Bitcoin ETFs
    US Securities and Exchange Commission spokesperson said an unknown party had taken control of the agency's X account for ...
    January 10, 2024BY Katabella Roberts
  • Elon Musk Appeals SEC Case to US Supreme Court, Alleges Violation of Free Speech Rights
    Elon Musk Appeals SEC Case to US Supreme Court, Alleges Violation of Free Speech Rights
    The industrialist asked the US Supreme Court to undo a part of a deal he made with the ...
    December 8, 2023BY Gary Bai
  • SEC Sues Kraken, Alleges Crypto Platform Operated Unregistered Exchange
    SEC Sues Kraken, Alleges Crypto Platform Operated Unregistered Exchange
    The U.S. Securities and Exchange Commission (SEC) filed charges against Kraken, one of the world's largest cryptocurrency exchanges, ...
    November 21, 2023BY Katabella Roberts
  • Insiders Helped Write, and Will Profit From, SEC ‘Green Accounting’ Rule, Watchdog Claims
    Insiders Helped Write, and Will Profit From, SEC ‘Green Accounting’ Rule, Watchdog Claims
    'It seems to be entirely a giveaway to politically connected insiders,' Will Hild, Consumers' Research executive director, claims.
    November 14, 2023BY Kevin Stocklin
  • Bitcoin Price Spikes Amid Speculation About ETF Regulatory Approval
    Bitcoin Price Spikes Amid Speculation About ETF Regulatory Approval
    The price of the largest cryptocurrency by market cap has seen a spike amid speculation a Bitcoin ETF ...
    October 26, 2023BY Stephen Katte
  • US Appeals Court Upholds Nasdaq Rule Requiring Companies to Have ‘Diverse’ Directors on Board
    US Appeals Court Upholds Nasdaq Rule Requiring Companies to Have ‘Diverse’ Directors on Board
    A panel of the New Orleans-based 5th U.S. Circuit Court of Appeals on Oct. 18 struck down lawsuits ...
    October 19, 2023BY Katabella Roberts
  • Shareholders Say JPMorgan Chase Has ‘Disturbing Trend’ of Political Bias
    Shareholders Say JPMorgan Chase Has ‘Disturbing Trend’ of Political Bias
    Investors who are fighting the politicization of America’s banks scored a rare win last week with a Securities ...
    April 5, 2023BY Kevin Stocklin
  • World Economic Forum ‘Risk Management’ Report Takes Aim at Energy, Food
    World Economic Forum ‘Risk Management’ Report Takes Aim at Energy, Food
    The climate and social justice movement is seeking to rebrand itself from a progressive ideology to a prudent ...
    January 28, 2023BY Kevin Stocklin
  • NTD Business (Jan. 13): Lawmaker Calls to Audit Federal Reserve; SEC Sues Crypto Firms Gemini and Genesis
    NTD Business (Jan. 13): Lawmaker Calls to Audit Federal Reserve; SEC Sues Crypto Firms Gemini and Genesis
    The Securities and Exchange Commission sues two major crypto firms, accusing them of illegally selling securities. This comes ...
    January 13, 2023BY Don Ma
  • SEC Chairman Warns Chinese Companies to Play by Rules or Face Delisting
    SEC Chairman Warns Chinese Companies to Play by Rules or Face Delisting
    The U.S. Public Company Accounting Oversight Board (PCAOB), the China Securities Regulatory Commission, and the Ministry of Finance ...
    August 30, 2022BY Jenny Li
  • SEC Charges 11 People in $300 Million Global Crypto Pyramid Fraud
    SEC Charges 11 People in $300 Million Global Crypto Pyramid Fraud
    The U.S. Securities and Exchange Commission (SEC) has charged 11 individuals for creating a crypto pyramid and Ponzi ...
    August 2, 2022BY Naveen Athrappully
  • Investors Sue Elon Musk and Twitter Over Pending Takeover
    Investors Sue Elon Musk and Twitter Over Pending Takeover
    The CEO of Tesla and SpaceX, Elon Musk, was sued by Twitter investors for “unlawful conduct” claiming he manipulated ...
    May 29, 2022BY Bryan Jung
  • Market Analyst Canceled Over Downbeat Forecasts About Chinese Stock Market
    Market Analyst Canceled Over Downbeat Forecasts About Chinese Stock Market
    News Analysis Hong Hao, a prominent Chinese market analyst and former managing director for BOCOM International, may have ...
    May 16, 2022BY Jenny Li
  • SEC Increases Size of Crypto Division to Protect Investors Against Fraud
    SEC Increases Size of Crypto Division to Protect Investors Against Fraud
    The U.S. Securities and Exchange Commission (SEC) announced that it has allocated 20 additional positions to the Crypto ...
    May 3, 2022BY Naveen Athrappully
  • 17 States Object to ‘Pernicious’ Nasdaq Diversity Rules
    17 States Object to ‘Pernicious’ Nasdaq Diversity Rules
    A coalition of 17 Republican-led states filed an amicus brief in support of a challenge against Nasdaq Inc. ...
    December 31, 2021BY Nicholas Dolinger
  • SEC Finalizes Rules Allowing It to Delist Foreign Firms From US Exchanges If They Fail to Meet Audit Requirements
    SEC Finalizes Rules Allowing It to Delist Foreign Firms From US Exchanges If They Fail to Meet Audit Requirements
    The U.S. Securities and Exchange Commission (SEC) on Thursday finalized rules relating to the Holding Foreign Companies Accountable Act (HFCAA) which ...
    December 3, 2021BY Katabella Roberts
  • US-Listed Chinese Companies Must Disclose Government Interference Risks–SEC Official
    US-Listed Chinese Companies Must Disclose Government Interference Risks–SEC Official
    WASHINGTON—Chinese companies listed on U.S. stock exchanges must disclose the risks of the Chinese government interfering in their ...
    July 27, 2021BY The Associated Press
  • SEC Steps on Tesla ‘Reasonable’ to Prevent Problems: Commissioner
    SEC Steps on Tesla ‘Reasonable’ to Prevent Problems: Commissioner
    WASHINGTON—The U.S. securities watchdog's request that a federal judge hold Tesla Inc. Chief Executive Elon Musk in contempt ...
    April 8, 2019BY Reuters
  • Federal Lawsuit Challenges SEC’s Lifetime Gag Order Policy
    Federal Lawsuit Challenges SEC’s Lifetime Gag Order Policy
    A libertarian think tank is suing the U.S. Securities and Exchange Commission (SEC) over the agency’s policy of ...
    January 23, 2019BY William Patrick
  • What Big Hedge Funds Are Buying
    What Big Hedge Funds Are Buying
    Six weeks after the end of each quarter is the time small investors can go treasure hunting and ...
    August 16, 2012BY Valentin Schmid
  • Promoter of Dubious Chinese Stocks Slapped by SEC
    Promoter of Dubious Chinese Stocks Slapped by SEC
    A man who helped bring to U.S. capital markets Chinese companies that are often associated with fraud was ...
    July 30, 2012BY Matthew Robertson
  • Guitar-Maker Fender Files for IPO
    Guitar-Maker Fender Files for IPO
    Leading guitar-maker Fender Musical Instrument Corp. on Thursday made a filing with the U.S. Securities and Exchange Commission ...
    March 8, 2012BY Frank Yu
  • Several Charged in Massive Insider Trading Scheme
    Several Charged in Massive Insider Trading Scheme
    Federal authorities on Wednesday said that they charged seven men—including hedge fund managers and stock analysts—for a massive ...
    January 19, 2012BY Frank Yu
  • NCAA Conference Realignment Continues
    NCAA Conference Realignment Continues
    Texas A&M and Missouri announced this fall they're leaving the Big 12 for the football dollars and stability ...
    December 28, 2011BY Dave Martin
TOP NEWS
  • Israel Strikes Beirut Days After US-Supported Ceasefire Announcement
    2hr By Jack Phillips
    Israel Strikes Beirut Days After US-Supported Ceasefire Announcement
  • Former Utah Attorney General Fights the Evil That Lurks in Quiet Places
    2hr By Savannah Hulsey Pointer
    Former Utah Attorney General Fights the Evil That Lurks in Quiet Places
  • US Forces Shoot Down 2 Iranian Drones as Pakistani Interior Minister Visits Tehran
    4hr By Jacki Thrapp
    US Forces Shoot Down 2 Iranian Drones as Pakistani Interior Minister Visits Tehran
  • US Won’t Unfreeze Iran’s Assets Before Peace Deal Is Reached, Trump Says
    5hr By Jacki Thrapp
    US Won’t Unfreeze Iran’s Assets Before Peace Deal Is Reached, Trump Says
  • Fascia: The Living, Interconnected Web Behind Movement and Healing–How to Enhance Its Function
    5hr By Mercura Wang
    Fascia: The Living, Interconnected Web Behind Movement and Healing–How to Enhance Its Function
  • Eli Lilly Poised to Suspend Drug Discounts to Large Hospitals
    9hr By Lawrence Wilson
    Eli Lilly Poised to Suspend Drug Discounts to Large Hospitals
  • US Bankruptcy Filings Increase 7 Percent Yearly
    10hr By Naveen Athrappully
    US Bankruptcy Filings Increase 7 Percent Yearly
  • How a Tiny Insect Decimated Florida’s Citrus, and What Orchardists Are Doing About It
    11hr By Jacob Burg
    How a Tiny Insect Decimated Florida’s Citrus, and What Orchardists Are Doing About It
  • Treasury Department Seeks to Redirect Iranian Assets to Gulf Nations for War Damages
    16hr By Melanie Sun
    Treasury Department Seeks to Redirect Iranian Assets to Gulf Nations for War Damages
  • Kentucky Derby Champion Golden Tempo Wins 2026 Belmont Stakes
    18hr By Ross Kelly
    Kentucky Derby Champion Golden Tempo Wins 2026 Belmont Stakes
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