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SEC - U.S. Securities and Exchange Commission
Accounting Firm Whose Clients Included Trump Media to Shut Down After SEC Charges
The firm agreed to pay $12 million to settle the charges while the owner agreed to pay $2 million.
May 3, 2024
BY
Chase Smith
9 More States Sue SEC Over Controversial Climate Disclosure Rule
Nine more states have filed a lawsuit against the Securities and Exchange Commission's (SEC's) controversial climate disclosure regulations. ...
March 14, 2024
BY
Katabella Roberts
Biden Admin Finalizes Rule Forcing Companies to Disclose Climate-Related Risks
The Securities and Exchange Commission has finalized a rule on climate-related disclosures, drawing a lawsuit from nearly a ...
March 6, 2024
BY
Tom Ozimek
SEC Says Its X Account Was ‘Compromised’ After Hacker Posts False Approval of Bitcoin ETFs
US Securities and Exchange Commission spokesperson said an unknown party had taken control of the agency's X account for ...
January 10, 2024
BY
Katabella Roberts
Elon Musk Appeals SEC Case to US Supreme Court, Alleges Violation of Free Speech Rights
The industrialist asked the US Supreme Court to undo a part of a deal he made with the ...
December 8, 2023
BY
Gary Bai
SEC Sues Kraken, Alleges Crypto Platform Operated Unregistered Exchange
The U.S. Securities and Exchange Commission (SEC) filed charges against Kraken, one of the world's largest cryptocurrency exchanges, ...
November 21, 2023
BY
Katabella Roberts
Insiders Helped Write, and Will Profit From, SEC ‘Green Accounting’ Rule, Watchdog Claims
'It seems to be entirely a giveaway to politically connected insiders,' Will Hild, Consumers' Research executive director, claims.
November 14, 2023
BY
Kevin Stocklin
Bitcoin Price Spikes Amid Speculation About ETF Regulatory Approval
The price of the largest cryptocurrency by market cap has seen a spike amid speculation a Bitcoin ETF ...
October 26, 2023
BY
Stephen Katte
US Appeals Court Upholds Nasdaq Rule Requiring Companies to Have ‘Diverse’ Directors on Board
A panel of the New Orleans-based 5th U.S. Circuit Court of Appeals on Oct. 18 struck down lawsuits ...
October 19, 2023
BY
Katabella Roberts
Shareholders Say JPMorgan Chase Has ‘Disturbing Trend’ of Political Bias
Investors who are fighting the politicization of America’s banks scored a rare win last week with a Securities ...
April 5, 2023
BY
Kevin Stocklin
World Economic Forum ‘Risk Management’ Report Takes Aim at Energy, Food
The climate and social justice movement is seeking to rebrand itself from a progressive ideology to a prudent ...
January 28, 2023
BY
Kevin Stocklin
NTD Business (Jan. 13): Lawmaker Calls to Audit Federal Reserve; SEC Sues Crypto Firms Gemini and Genesis
The Securities and Exchange Commission sues two major crypto firms, accusing them of illegally selling securities. This comes ...
January 13, 2023
BY
Don Ma
SEC Chairman Warns Chinese Companies to Play by Rules or Face Delisting
The U.S. Public Company Accounting Oversight Board (PCAOB), the China Securities Regulatory Commission, and the Ministry of Finance ...
August 30, 2022
BY
Jenny Li
SEC Charges 11 People in $300 Million Global Crypto Pyramid Fraud
The U.S. Securities and Exchange Commission (SEC) has charged 11 individuals for creating a crypto pyramid and Ponzi ...
August 2, 2022
BY
Naveen Athrappully
Investors Sue Elon Musk and Twitter Over Pending Takeover
The CEO of Tesla and SpaceX, Elon Musk, was sued by Twitter investors for “unlawful conduct” claiming he manipulated ...
May 29, 2022
BY
Bryan Jung
Market Analyst Canceled Over Downbeat Forecasts About Chinese Stock Market
News Analysis Hong Hao, a prominent Chinese market analyst and former managing director for BOCOM International, may have ...
May 16, 2022
BY
Jenny Li
SEC Increases Size of Crypto Division to Protect Investors Against Fraud
The U.S. Securities and Exchange Commission (SEC) announced that it has allocated 20 additional positions to the Crypto ...
May 3, 2022
BY
Naveen Athrappully
17 States Object to ‘Pernicious’ Nasdaq Diversity Rules
A coalition of 17 Republican-led states filed an amicus brief in support of a challenge against Nasdaq Inc. ...
December 31, 2021
BY
Nicholas Dolinger
SEC Finalizes Rules Allowing It to Delist Foreign Firms From US Exchanges If They Fail to Meet Audit Requirements
The U.S. Securities and Exchange Commission (SEC) on Thursday finalized rules relating to the Holding Foreign Companies Accountable Act (HFCAA) which ...
December 3, 2021
BY
Katabella Roberts
US-Listed Chinese Companies Must Disclose Government Interference Risks–SEC Official
WASHINGTON—Chinese companies listed on U.S. stock exchanges must disclose the risks of the Chinese government interfering in their ...
July 27, 2021
BY
The Associated Press
SEC Steps on Tesla ‘Reasonable’ to Prevent Problems: Commissioner
WASHINGTON—The U.S. securities watchdog's request that a federal judge hold Tesla Inc. Chief Executive Elon Musk in contempt ...
April 8, 2019
BY
Reuters
Federal Lawsuit Challenges SEC’s Lifetime Gag Order Policy
A libertarian think tank is suing the U.S. Securities and Exchange Commission (SEC) over the agency’s policy of ...
January 23, 2019
BY
William Patrick
What Big Hedge Funds Are Buying
Six weeks after the end of each quarter is the time small investors can go treasure hunting and ...
August 16, 2012
BY
Valentin Schmid
Promoter of Dubious Chinese Stocks Slapped by SEC
A man who helped bring to U.S. capital markets Chinese companies that are often associated with fraud was ...
July 30, 2012
BY
Matthew Robertson
Guitar-Maker Fender Files for IPO
Leading guitar-maker Fender Musical Instrument Corp. on Thursday made a filing with the U.S. Securities and Exchange Commission ...
March 8, 2012
BY
Frank Yu
Several Charged in Massive Insider Trading Scheme
Federal authorities on Wednesday said that they charged seven men—including hedge fund managers and stock analysts—for a massive ...
January 19, 2012
BY
Frank Yu
NCAA Conference Realignment Continues
Texas A&M and Missouri announced this fall they're leaving the Big 12 for the football dollars and stability ...
December 28, 2011
BY
Dave Martin
TOP NEWS
FDA Investigates New Cyclospora Outbreak as Cases on Rise Across Midwest
NEW
By
Kimberly Hayek
Trump Denounces Communism, Touts Trump Accounts for Children in Georgia Speech
2hr
By
Travis Gillmore
124 Swiss Lawmakers Condemn Beijing’s Transnational Repression of Falun Gong
2hr
By
Arthur Zhang
Live From Capitol Hill: ‘Unbroken’ Panel Discussion on Artistic Freedom
3hr
By
Epoch Video
The New Cholesterol Pill Isn’t for Everyone. Here’s How to Tell.
3hr
By
Sheramy Tsai
Senate Panel Advances Bill to Make Hospitals Compete on Price
4hr
By
Lawrence Wilson
House Adopts Budget Blueprint for $95 Billion Reconciliation Package
4hr
By
Jackson Richman
House Passes Congressional Stock Trading Ban
4hr
By
Jackson Richman
and
Nathan Worcester
US Signs Nuclear Cooperation Deal With Saudi Arabia
5hr
By
Emel Akan
Allergy Medication Recalled Over Possible ‘Life-Threatening’ Risks
5hr
By
Jack Phillips