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U.S. Securities and Exchange Commission

  • RBC to Pay Millions in Penalties to Settle Charges in Canada and the US
    RBC to Pay Millions in Penalties to Settle Charges in Canada and the US
    The Royal Bank of Canada (RBC) is paying millions of dollars in fines to three regulators in two countries for violating accounting standards stretching back more than 10 years. Canada’s ...
    November 3, 2023BY Jennifer Cowan
  • SEC Ends Insider Trading Probe of Former Sen. Richard Burr With No Action
    SEC Ends Insider Trading Probe of Former Sen. Richard Burr With No Action
    The U.S. Securities and Exchanges Commission (SEC) has ended its more than two-year probe of stock trades made ...
    January 9, 2023BY Ryan Morgan
  • Beijing Can No Longer Skirt the SEC Regulations
    Beijing Can No Longer Skirt the SEC Regulations
    Commentary The days of a double standard for China are ending. Chinese companies will no longer be able ...
    December 2, 2022BY Antonio Graceffo
  • Elon Musk Files Appeal to End SEC Decree Over Twitter Posts
    Elon Musk Files Appeal to End SEC Decree Over Twitter Posts
    NEW YORK—Elon Musk on Wednesday appealed a judge's refusal to end his 2018 agreement with the U.S. Securities ...
    June 16, 2022BY Reuters
  • US SEC Warns Brokers to ‘Remain Vigilant’ to Market, Counterparty Risk
    US SEC Warns Brokers to ‘Remain Vigilant’ to Market, Counterparty Risk
    WASHINGTON—In a rare public warning, the U.S. Securities and Exchange Commission on Monday told broker-dealers and other market ...
    March 16, 2022BY Reuters
  • Major Chinese Plastics Company Listed on Nasdaq Sued by US Shareholders
    Major Chinese Plastics Company Listed on Nasdaq Sued by US Shareholders
    Amid U.S. scrutiny of Chinese companies listed on U.S. exchanges, American shareholders recently filed a class-action lawsuit against ...
    September 16, 2020BY Alex Wu
  • US Securities Regulator Warns Over Chinese Audit Amid Coronavirus Outbreak
    US Securities Regulator Warns Over Chinese Audit Amid Coronavirus Outbreak
    WASHINGTON—The U.S. securities regulator on Feb. 19 said it was pushing the Big Four accountancy firms to ramp ...
    February 20, 2020BY Reuters
  • Should the SEC Guide Corporations’ Long-Term Planning?
    Should the SEC Guide Corporations’ Long-Term Planning?
    Commentary Today, the U.S. Securities and Exchange Commission (SEC) will hold a roundtable discussion to address “short-termism”—the notion that ...
    July 18, 2019BY Mark Hendrickson
  • College Chain Faces Mounting Troubles
    College Chain Faces Mounting Troubles
    ITT Technical Institute, a for-profit college with campuses across the United States, is accused of misleading its students ...
    August 10, 2016BY Emel Akan
  • US Probes E-commerce Giant Alibaba’s Accounting Practices
    US Probes E-commerce Giant Alibaba’s Accounting Practices
    WASHINGTON— Chinese e-commerce giant Alibaba says it is under investigation by U.S. regulators in connection with its accounting ...
    May 25, 2016BY The Associated Press
TOP NEWS
  • Appeals Court Rejects Trump Bid to Use Immigration Database for Voter Checks
    4hr By Troy Myers
    Appeals Court Rejects Trump Bid to Use Immigration Database for Voter Checks
  • Federal Government Backs Supreme Court Challenge to AR-15 Bans
    5hr By Bill Pan
    Federal Government Backs Supreme Court Challenge to AR-15 Bans
  • NTD 8th International Piano Competition Winners Announced
    8hr By NTD Newsroom
    NTD 8th International Piano Competition Winners Announced
  • New PFAS Pesticides Are Entering Our Food System, Revealing a Conundrum
    9hr By Marina Zhang
    New PFAS Pesticides Are Entering Our Food System, Revealing a Conundrum
  • Kremlin Says Peace Talks Useful as US Envoys Leave Moscow for Kyiv
    10hr By Jacki Thrapp
    Kremlin Says Peace Talks Useful as US Envoys Leave Moscow for Kyiv
  • Labor Day Gas Prices Head for Record High
    11hr By Bill Pan
    Labor Day Gas Prices Head for Record High
  • Here’s What People Get Wrong About Modern Warfare | John Spencer
    14hr By Jan Jekielek, Epoch TV
    Here’s What People Get Wrong About Modern Warfare | John Spencer
  • State Department Says 75 Americans Remain Missing After Nepal-Tibet Flood
    15hr By Dorothy Li
    State Department Says 75 Americans Remain Missing After Nepal-Tibet Flood
  • US Forces Destroy 3 IRGC Oil Tankers After Iran Targets Navy Warships
    15hr By Jacki Thrapp
    US Forces Destroy 3 IRGC Oil Tankers After Iran Targets Navy Warships
  • Epoch Readers Divided Over Tariffs on Canada, United Over China Concerns
    17hr By Savannah Hulsey Pointer
    Epoch Readers Divided Over Tariffs on Canada, United Over China Concerns
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