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U.S. Securities and Exchange Commission

  • RBC to Pay Millions in Penalties to Settle Charges in Canada and the US
    RBC to Pay Millions in Penalties to Settle Charges in Canada and the US
    The Royal Bank of Canada (RBC) is paying millions of dollars in fines to three regulators in two countries for violating accounting standards stretching back more than 10 years. Canada’s ...
    November 3, 2023BY Jennifer Cowan
  • SEC Ends Insider Trading Probe of Former Sen. Richard Burr With No Action
    SEC Ends Insider Trading Probe of Former Sen. Richard Burr With No Action
    The U.S. Securities and Exchanges Commission (SEC) has ended its more than two-year probe of stock trades made ...
    January 9, 2023BY Ryan Morgan
  • Beijing Can No Longer Skirt the SEC Regulations
    Beijing Can No Longer Skirt the SEC Regulations
    Commentary The days of a double standard for China are ending. Chinese companies will no longer be able ...
    December 2, 2022BY Antonio Graceffo
  • Elon Musk Files Appeal to End SEC Decree Over Twitter Posts
    Elon Musk Files Appeal to End SEC Decree Over Twitter Posts
    NEW YORK—Elon Musk on Wednesday appealed a judge's refusal to end his 2018 agreement with the U.S. Securities ...
    June 16, 2022BY Reuters
  • US SEC Warns Brokers to ‘Remain Vigilant’ to Market, Counterparty Risk
    US SEC Warns Brokers to ‘Remain Vigilant’ to Market, Counterparty Risk
    WASHINGTON—In a rare public warning, the U.S. Securities and Exchange Commission on Monday told broker-dealers and other market ...
    March 16, 2022BY Reuters
  • Major Chinese Plastics Company Listed on Nasdaq Sued by US Shareholders
    Major Chinese Plastics Company Listed on Nasdaq Sued by US Shareholders
    Amid U.S. scrutiny of Chinese companies listed on U.S. exchanges, American shareholders recently filed a class-action lawsuit against ...
    September 16, 2020BY Alex Wu
  • US Securities Regulator Warns Over Chinese Audit Amid Coronavirus Outbreak
    US Securities Regulator Warns Over Chinese Audit Amid Coronavirus Outbreak
    WASHINGTON—The U.S. securities regulator on Feb. 19 said it was pushing the Big Four accountancy firms to ramp ...
    February 20, 2020BY Reuters
  • Should the SEC Guide Corporations’ Long-Term Planning?
    Should the SEC Guide Corporations’ Long-Term Planning?
    Commentary Today, the U.S. Securities and Exchange Commission (SEC) will hold a roundtable discussion to address “short-termism”—the notion that ...
    July 18, 2019BY Mark Hendrickson
  • College Chain Faces Mounting Troubles
    College Chain Faces Mounting Troubles
    ITT Technical Institute, a for-profit college with campuses across the United States, is accused of misleading its students ...
    August 10, 2016BY Emel Akan
  • US Probes E-commerce Giant Alibaba’s Accounting Practices
    US Probes E-commerce Giant Alibaba’s Accounting Practices
    WASHINGTON— Chinese e-commerce giant Alibaba says it is under investigation by U.S. regulators in connection with its accounting ...
    May 25, 2016BY The Associated Press
TOP NEWS
  • US Forces Strike Iranian Military Infrastructure in 12th Consecutive Night of Attacks
    3hr By Kimberly Hayek
    US Forces Strike Iranian Military Infrastructure in 12th Consecutive Night of Attacks
  • Company Disputes New Jersey’s Claim About ‘Serious Software Error’ That Added Noncitizens to Voter Roll
    3hr By Timothy Frudd
    Company Disputes New Jersey’s Claim About ‘Serious Software Error’ That Added Noncitizens to Voter Roll
  • Here’s Who Won Key House Primaries in Arizona
    4hr By Nathan Worcester
    Here’s Who Won Key House Primaries in Arizona
  • FDA Investigates New Cyclospora Outbreak as Cases on Rise Across Midwest
    6hr By Kimberly Hayek
    FDA Investigates New Cyclospora Outbreak as Cases on Rise Across Midwest
  • Trump Denounces Communism, Touts Trump Accounts for Children in Georgia Speech
    7hr By Travis Gillmore
    Trump Denounces Communism, Touts Trump Accounts for Children in Georgia Speech
  • 124 Swiss Lawmakers Condemn Beijing’s Transnational Repression of Falun Gong
    8hr By Arthur Zhang
    124 Swiss Lawmakers Condemn Beijing’s Transnational Repression of Falun Gong
  • Live From Capitol Hill: ‘Unbroken’ Panel Discussion on Artistic Freedom
    8hr By Epoch Video
    Live From Capitol Hill: ‘Unbroken’ Panel Discussion on Artistic Freedom
  • The New Cholesterol Pill Isn’t for Everyone. Here’s How to Tell.
    8hr By Sheramy Tsai
    The New Cholesterol Pill Isn’t for Everyone. Here’s How to Tell.
  • Senate Panel Advances Bill to Make Hospitals Compete on Price
    9hr By Lawrence Wilson
    Senate Panel Advances Bill to Make Hospitals Compete on Price
  • House Adopts Budget Blueprint for $95 Billion Reconciliation Package
    10hr By Jackson Richman
    House Adopts Budget Blueprint for $95 Billion Reconciliation Package
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